SEC Form 4 · accession 0001239819-17-000093
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Graeff
Officer — Chief Executive Officer · Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2017 | A | 50,000 | $0.00 | A | 359,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock vests in three equal installments on October 1, 2018, October 1, 2019 and October 1, 2020, subject to Mr. Graeff's continued service with the company as of each vesting date.