SEC Form 4 · accession 0001239819-17-000006
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Health System Carilion
10% Owner
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2017 | S | 59,400 | $1.98 | D | 2,189,496 | D | |
| Common Stock | Jan 30, 2017 | S | 25,166 | $2.00 | D | 2,164,330 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflected is a weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $1.95 to $2.00 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.