SEC Form 4 · accession 0001239819-16-000168
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W. Wise
Director
Period of report
Aug 17, 2016
Accepted (ET)
Aug 18, 2016 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2016 | P | 20,000 | $1.11 | A | 420,000 | D | |
| Common StockF2 | holding | — | — | — | 9,705 | I | Shares held by daughter | |
| Common StockF2 | holding | — | — | — | 3,135 | I | Shares held by son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. These shares were purchased at prices ranging from $1.10 to 1.11, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The shares are held by Mr. Wise's family member over which Mr. Wise shares voting and investment power.