SEC Form 4 · accession 0001239819-15-000090
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Graeff
Officer — Chief Strategy Officer
Period of report
Jul 2, 2015
Accepted (ET)
Jul 6, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 2, 2015 | F | 115,000 | $1.04 | D | 251,128 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were repurchased by the issuer pursuant to the election of the holder to satisfy tax withholdings requirements with respect to exercising employee stock options.
- F2The price represents the closing price of the issuer's common stock on the date of the election.