SEC Form 4 · accession 0001239819-15-000065
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Graeff
Officer — Chief Strategy Officer
Period of report
May 19, 2015
Accepted (ET)
Jun 3, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 226,095 | $0.3538 | A | 331,628 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F1 | $0.3538 | May 19, 2015 | M | 56,524 | D | — | May 20, 2015 | Common Stock | 56,524 | 0 | D |
| Common Stock Option (Right to Buy)F1 | $0.3538 | May 19, 2015 | M | 22,610 | D | — | Jun 3, 2015 | Common Stock | 22,610 | 0 | D |
| Common Stock Option (Right to Buy)F1 | $0.3538 | May 19, 2015 | M | 56,524 | D | — | Jul 1, 2015 | Common Stock | 56,524 | 0 | D |
| Common Stock Option (Right to Buy)F1 | $0.3538 | May 19, 2015 | M | 90,437 | D | — | Aug 1, 2015 | Common Stock | 90,437 | 0 | D |
Explanation of responses
- F1Fully vested and exercisable.