SEC Form 4 · accession 0001239819-15-000064
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Graeff
Officer — Chief Strategy Officer
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | A | 34,500 | $0.00 | A | 366,128 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The issuer award this restricted stock award to Mr. Graeff with respect to his service as Chief Strategy Officer as an annual incentive. The restricted stock vests annually over a three year period, subject to Mr. Graeff's continued service with the Company as of each anniversary of grant.