SEC Form 3 · accession 0001209191-19-017464
GLOBUS MEDICAL INC · GMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly Huller
Officer — SVP, General Counsel
Period of report
Feb 27, 2019
Accepted (ET)
Mar 6, 2019 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001237831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 15,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F1 | $11.86 | holding | — | — | — | — | Jun 16, 2020 | Class A Common Stock | 3,076 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F2 | $11.28 | holding | — | — | — | — | Feb 11, 2021 | Class A Common Stock | 23,076 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F3 | $15.34 | holding | — | — | — | — | Aug 29, 2022 | Class A Common Stock | 2,500 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F4 | $12.59 | holding | — | — | — | — | Jan 30, 2023 | Class A Common Stock | 7,500 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F5 | $24.90 | holding | — | — | — | — | Mar 4, 2024 | Class A Common Stock | 7,500 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F6 | $25.80 | holding | — | — | — | — | Apr 1, 2025 | Class A Common Stock | 7,500 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F7 | $24.21 | holding | — | — | — | — | Feb 2, 2026 | Class A Common Stock | 7,500 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F8 | $25.96 | holding | — | — | — | — | Feb 2, 2027 | Class A Common Stock | 7,500 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F9 | $45.64 | holding | — | — | — | — | Feb 2, 2028 | Class A Common Stock | 10,000 | — | D |
| Stock Option (Right to Buy Class A Common Stock)F10 | $43.58 | holding | — | — | — | — | Jan 22, 2029 | Class A Common Stock | 40,000 | — | D |
Explanation of responses
- F1These options were granted on June 16, 2010 and are fully vested.
- F10These options were granted on January 22, 2019, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2020, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F2These options were granted on February 11, 2011 and are fully vested.
- F3These options were granted on August 29, 2012 and are fully vested.
- F4These options were granted on January 30, 2013 and are fully vested.
- F5These options were granted on March 4, 2014 and are fully vested.
- F6These options were granted on April 1, 2015 and are fully vested.
- F7These options were granted on February 2, 2016, and vest over a four-year period with one-fourth(1/4) of the options granted vesting on January 1, 2017, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F8These options were granted on February 2, 2017, and vest over a four-year period with one-fourth(1/4) of the options granted vesting on January 1, 2018, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F9These options were granted on February 2, 2018, and vest over a four-year period with one-fourth(1/4) of the options granted vesting on January 1, 2019, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.