SEC Form 4 · accession 0001209191-15-080971
GLOBUS MEDICAL INC · GMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Brett Murphy
Officer — Group President, Commerical Op
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001237831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 16, 2015 | S | 5,000 | $25.80 | D | 116,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F2 | $2.93 | holding | — | — | — | — | Nov 1, 2016 | Class A Common Stock | 107,692 | 107,692 | D |
| Stock Option (Right to Buy Class A Common Stock)F3 | $4.88 | holding | — | — | — | — | Aug 6, 2019 | Class A Common Stock | 9,230 | 9,230 | D |
| Stock Option (Right to Buy Class A Common Stock)F4 | $11.87 | holding | — | — | — | — | Jun 16, 2020 | Class A Common Stock | 9,230 | 9,230 | D |
| Stock Option (Right to Buy Class A Common Stock)F5 | $11.28 | holding | — | — | — | — | Apr 20, 2021 | Class A Common Stock | 15,384 | 15,384 | D |
| Stock Option (Right to Buy Class A Common Stock)F6 | $10.66 | holding | — | — | — | — | Oct 27, 2021 | Class A Common Stock | 12,307 | 12,307 | D |
| Stock Option (Right to Buy Class A Common Stock)F7 | $15.34 | holding | — | — | — | — | Aug 29, 2022 | Class A Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F8 | $13.04 | holding | — | — | — | — | Jan 24, 2023 | Class A Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy Class A Common StockF9 | $23.95 | holding | — | — | — | — | Jan 23, 2024 | Class A Common Stock | 30,000 | 30,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F10 | $24.10 | holding | — | — | — | — | Jan 20, 2025 | Class A Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F11 | $25.65 | holding | — | — | — | — | Jul 7, 2025 | Class A Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.81, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F10These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F11These options were granted on July 7, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on July 7, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F2These options were granted on November 1, 2006, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on November 1, 2007, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F3These options were granted on August 6, 2009, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F4These options were granted on June 16, 2010, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F5These options were granted on April 20, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on February 8, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F6These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F7These options were granted on August 29, 2012, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2013, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F8These options were granted on January 24, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F9These options were granted on January 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.