SEC Form 4 · accession 0001209191-15-063300
GLOBUS MEDICAL INC · GMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony L Williams
Officer — Senior VP of Bus. Devel. & GC
Period of report
Jul 7, 2015
Accepted (ET)
Aug 3, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001237831
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F1 | $25.65 | Jul 7, 2015 | A | 100,000 | A | — | Jul 7, 2025 | Class A Common Stock | 100,000 | 100,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F2 | $11.28 | holding | — | — | — | — | Apr 20, 2021 | Class A Common Stock | 16,153 | 16,153 | D |
| Stock Option (Right to Buy Class A Common Stock)F3 | $13.04 | holding | — | — | — | — | Jan 24, 2023 | Class A Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F4 | $23.95 | holding | — | — | — | — | Jan 23, 2024 | Class A Common Stock | 30,000 | 30,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F5 | $24.42 | holding | — | — | — | — | Jun 23, 2024 | Class A Common Stock | 40,000 | 40,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F6 | $24.10 | holding | — | — | — | — | Jan 20, 2025 | Class A Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1These options were granted on July 7, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on July 7, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F2These options were granted on April 20, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on March 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F3These options were granted on January 24, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F4These options were granted on January 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F5These options were granted on June 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on May 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F6These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.