SEC Form 4 · accession 0001209191-15-063299
GLOBUS MEDICAL INC · GMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Brett Murphy
Officer — Executive VP, US Sales
Period of report
Jul 7, 2015
Accepted (ET)
Aug 3, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001237831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 121,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F1 | $25.65 | Jul 7, 2015 | A | 100,000 | A | — | Jul 7, 2025 | Class A Common Stock | 100,000 | 100,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F2 | $2.93 | holding | — | — | — | — | Nov 1, 2016 | Class A Common Stock | 107,692 | 107,692 | D |
| Stock Option (Right to Buy Class A Common Stock)F3 | $4.88 | holding | — | — | — | — | Aug 6, 2019 | Class A Common Stock | 9,230 | 9,230 | D |
| Stock Option (Right to Buy Class A Common Stock)F4 | $11.87 | holding | — | — | — | — | Jun 16, 2020 | Class A Common Stock | 9,230 | 9,230 | D |
| Stock Option (Right to Buy Class A Common Stock)F5 | $11.28 | holding | — | — | — | — | Apr 20, 2021 | Class A Common Stock | 15,384 | 15,384 | D |
| Stock Option (Right to Buy Class A Common Stock)F6 | $10.66 | holding | — | — | — | — | Oct 27, 2021 | Class A Common Stock | 12,307 | 12,307 | D |
| Stock Option (Right to Buy Class A Common Stock)F7 | $15.34 | holding | — | — | — | — | Aug 29, 2022 | Class A Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F8 | $13.04 | holding | — | — | — | — | Jan 24, 2023 | Class A Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy Class A Common StockF9 | $23.95 | holding | — | — | — | — | Jan 23, 2024 | Class A Common Stock | 30,000 | 30,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F10 | $24.10 | holding | — | — | — | — | Jan 20, 2025 | Class A Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1These options were granted on July 7, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on July 7, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F10These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F2These options were granted on November 1, 2006, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on November 1, 2007, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F3These options were granted on August 6, 2009, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F4These options were granted on June 16, 2010, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F5These options were granted on April 20, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on February 8, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F6These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F7These options were granted on August 29, 2012, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2013, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F8These options were granted on January 24, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F9These options were granted on January 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.