SEC Form 4 · accession 0001209191-15-048372
GLOBUS MEDICAL INC · GMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Payne
Officer — Chief Accounting Officer
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001237831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 28, 2015 | M | 3,076 | $11.87 | A | 23,847 | D | |
| Class A Common Stock | May 28, 2015 | S | 3,076 | $25.92 | D | 20,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F1 | $11.87 | May 28, 2015 | M | 3,076 | D | — | Jun 16, 2020 | Class A Common Stock | 3,076 | 0 | D |
| Stock Option (Right to Buy Class A Common Stock)F2 | $4.88 | holding | — | — | — | — | Aug 6, 2019 | Class A Common Stock | 3,076 | 3,076 | D |
| Stock Option (Right to Buy Class A Common Stock)F3 | $10.66 | holding | — | — | — | — | Oct 27, 2021 | Class A Common Stock | 3,076 | 3,076 | D |
| Stock Option (Right to Buy Class A Common Stock)F4 | $15.34 | holding | — | — | — | — | Aug 29, 2022 | Class A Common Stock | 1,500 | 1,500 | D |
| Stock Option (Right to Buy Class A Common Stock)F5 | $12.59 | holding | — | — | — | — | Jan 30, 2023 | Class A Common Stock | 3,000 | 3,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F6 | $23.57 | holding | — | — | — | — | Feb 20, 2024 | Class A Common Stock | 7,500 | 7,500 | D |
| Stock Option (Right to Buy Class A Common Stock)F7 | $24.10 | holding | — | — | — | — | Jan 20, 2025 | Class A Common Stock | 22,500 | 22,500 | D |
Explanation of responses
- F1These options were granted on June 16, 2010, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F2These options were granted on August 6, 2009, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F3These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F4These options were granted on August 29, 2012, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2013, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F5These options were granted on January 30, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F6These options were granted on February 20, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F7These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.