SEC Form 4 · accession 0001209191-15-020270
GLOBUS MEDICAL INC · GMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Demski
Officer — President and COO · Director
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001237831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 26, 2015 | S | 32,510 | $26.00 | D | 148,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F2 | $10.66 | holding | — | — | — | — | Oct 27, 2021 | Class A Common Stock | 3,846 | 3,846 | D |
| Stock Option (Right to Buy Class A Common Stock)F3 | $15.34 | holding | — | — | — | — | Aug 29, 2022 | Class A Common Stock | 6,875 | 6,875 | D |
| Stock Option (Right to Buy Class A Common Stock)F4 | $13.04 | holding | — | — | — | — | Jan 24, 2023 | Class A Common Stock | 28,333 | 28,333 | D |
| Stock Option (Right to Buy Class A Common Stock)F5 | $23.95 | holding | — | — | — | — | Jan 23, 2024 | Class A Common Stock | 55,000 | 55,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F6 | $24.10 | holding | — | — | — | — | Jan 20, 2025 | Class A Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1This sale was pursuant to a Rule 10b5-1 Sales Plan dated December 3, 2014, which is intended to comply with Rule 10b5-1.
- F2These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F3These options were granted on August 29, 2012, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2013, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F4These options were granted on January 24, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F5These options were granted on January 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F6These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.