SEC Form 4 · accession 0001209191-15-005789

GLOBUS MEDICAL INC · GMED

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Steven Payne

Officer — Chief Accounting Officer

Period of report

Feb 20, 2014

Accepted (ET)

Jan 22, 2015 · 4:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001237831

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	holding	—	—		—	20,771	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy Class A Common Stock)^F1	$24.10	Jan 20, 2015	A	22,500	A	—	Jan 20, 2025	Class A Common Stock	22,500	22,500	D
Stock Option (Right to Buy Class A Common Stock)^F2	$4.88	holding	—	—	—	—	Aug 6, 2019	Class A Common Stock	3,076	3,076	D
Stock Option (Right to Buy Class A Common Stock)^F3	$11.87	holding	—	—	—	—	Jun 16, 2020	Class A Common Stock	3,076	3,076	D
Stock Option (Right to Buy Class A Common Stock)^F4	$10.66	holding	—	—	—	—	Oct 27, 2021	Class A Common Stock	3,076	3,076	D
Stock Option (Right to Buy Class A Common Stock)^F5	$15.34	holding	—	—	—	—	Aug 29, 2022	Class A Common Stock	1,500	1,500	D
Stock Option (Right to Buy Class A Common Stock)^F6	$12.59	holding	—	—	—	—	Jan 30, 2023	Class A Common Stock	3,000	3,000	D
Stock Option (Right to Buy Class A Common Stock)^F7	$23.57	holding	—	—	—	—	Feb 20, 2024	Class A Common Stock	7,500	7,500	D

Explanation of responses

F1These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F2These options were granted on August 6, 2009, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F3These options were granted on June 16, 2010, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F4These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F5These options were granted on August 29, 2012, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2013, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F6These options were granted on January 30, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F7These options were granted on February 20, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.