SEC Form 4 · accession 0001209191-15-005785
GLOBUS MEDICAL INC · GMED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Wheeler
Director
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001237831
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 44,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Class A Common Stock)F1 | $24.10 | Jan 20, 2015 | A | 15,000 | A | — | Jan 20, 2025 | Class A Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy Class A Common Stock)F2 | $15.34 | holding | — | — | — | — | Aug 29, 2022 | Class A Common Stock | 15,300 | 15,300 | D |
| Stock Option (Right to Buy Class A Common Stock)F3 | $12.59 | holding | — | — | — | — | Jan 30, 2023 | Class A Common Stock | 7,500 | 7,500 | D |
| Stock Option (Right to Buy Class A Common Stock)F4 | $23.95 | holding | — | — | — | — | Jan 23, 2024 | Class A Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1These options were granted on January 20, 2015, and vest over a three-year period with one-twelfth (1/12) of the options granted vesting on March 31, 2015, and the balance of the options granted vesting ratably on a quarterly basis over the following 11 quarters.
- F2These options vest over a three-year period with one-twelfth (1/12) of the options granted vesting on December 31, 2012, and the balance of the options granted vesting ratably on a quarterly basis over the following 11 quarters.
- F3These options were granted on January 30, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
- F4These options were granted on January 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.