SEC Form 4 · accession 0001209191-15-005763

GLOBUS MEDICAL INC · GMED

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David D Davidar

Officer — Senior VP, Operations · Director

Period of report

Jan 20, 2015

Accepted (ET)

Jan 22, 2015 · 4:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001237831

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	holding	—	—		—	753,775	D
Class A Common Stock^F1	holding	—	—		—	225,967	I	By Davidar Family Irrevocable Trust U/A 8/6/09

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy Class A Common Stock)^F2	$24.10	Jan 20, 2015	A	50,000	A	—	Jan 20, 2025	Class A Common Stock	50,000	50,000	D
Stock Option (Right to Buy Class A Common Stock)^F3	$4.88	holding	—	—	—	—	Aug 6, 2019	Class A Common Stock	18,461	18,461	D
Stock Option (Right to Buy Class A Common Stock)^F4	$11.87	holding	—	—	—	—	Jun 16, 2020	Class A Common Stock	18,461	18,461	D
Stock Option (Right to Buy Class A Common Stock)^F5	$10.66	holding	—	—	—	—	Oct 27, 2021	Class A Common Stock	18,461	18,461	D
Stock Option (Right to Buy Class A Common Stock)^F6	$15.34	holding	—	—	—	—	Aug 29, 2022	Class A Common Stock	15,000	15,000	D
Stock Option (Right to Buy Class A Common Stock)^F7	$13.04	holding	—	—	—	—	Jan 24, 2023	Class A Common Stock	25,000	25,000	D
Stock Option (Right to Buy Class A Common Stock)^F8	$23.95	holding	—	—	—	—	Jan 23, 2024	Class A Common Stock	30,000	30,000	D

Explanation of responses

F1These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust.
F2These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F3These options were granted on August 6, 2009, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F4These options were granted on June 16, 2010, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F5These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F6These options were granted on August 29, 2012, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2013, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F7These options were granted on January 24, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
F8These options were granted on January 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.