SEC Form 4 · accession 0001140361-18-014325

COUNTERPATH CORP · CPAH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Director · 10% Owner

10% Owner

Period of report

Mar 16, 2018

Accepted (ET)

Mar 20, 2018 · 5:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001236997

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Mar 16, 2018	P	4,000	$3.2015	A	99,800	I	Karen Bruk
Common Shares^F1	Mar 16, 2018	P	5,000	$3.2377	A	104,800	I	Karen Bruk
Common Shares^F1	Mar 19, 2018	P	100	$3.2108	A	104,900	I	Karen Bruk
Common Shares^F1	Mar 19, 2018	P	100	$3.229	A	105,000	I	Karen Bruk
Common Shares^F1	Mar 19, 2018	P	200	$3.2109	A	105,200	I	Karen Bruk
Common Shares^F1	Mar 19, 2018	P	200	$3.1338	A	105,400	I	Karen Bruk
Common Shares^F1	Mar 19, 2018	P	400	$3.124	A	105,800	I	Karen Bruk
Common Shares^F1	Mar 19, 2018	P	10,000	$4.1288	A	115,800	I	Karen Bruk
Common Shares	holding	—	—		—	58,647	D
Common Shares^F1	holding	—	—		—	95,800	I	Karen Bruk
Common Shares^F2	holding	—	—		—	1,045,953	I	KMB Trac Two Holdings Ltd.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Shre Units^F3	—	holding	—	—	—	Oct 12, 2017	—	Common	6,746	6,746	D

F1Karen Bruk is the spouse of Steven Bruk.
F2Karen Bruk is also the sole shareholder of KMB Trac Two Holdings Ltd. ("KMB"). Steven Bruk and Karen Bruk exercise shared investment power over the shares of common stock held by Karen Bruk and KMB.
F3Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred share units vest immediately.