SEC Form 4 · accession 0001140361-18-004110

COUNTERPATH CORP · CPAH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman · Director · 10% Owner

Period of report

Jan 24, 2018

Accepted (ET)

Jan 31, 2018 · 2:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001236997

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F2	Jan 24, 2018	P	125,000	$4.01	A	1,506,661	I	Wesley Clover International Corporation
Common Shares^F2	holding	—	—		—	1,381,661	I	Wesley Clover International Corporation

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants	$7.50	Sep 4, 2017	J	75,000	D	Sep 4, 2015	Sep 4, 2017	Common	75,000	0	I
Deferred Share Units^F1	—	holding	—	—	—	Dec 14, 2009	—	Common	4,839	4,839	D
Deferred Share Units^F1	—	holding	—	—	—	Jun 18, 2010	—	Common	3,000	7,839	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 25, 2011	—	Common	1,622	9,460	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 19, 2012	—	Common	1,540	11,000	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 25, 2013	—	Common	2,263	13,263	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 11, 2014	—	Common	3,427	16,690	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 17, 2015	—	Common	7,211	23,901	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 14, 2016	—	Common	15,345	39,246	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 14, 2017	—	Common	16,943	56,189	D

F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units vest immediately.
F2Dr. Matthews owns 99.999% of the issued and outstanding voting shares of Wesley Clover International Corporation.
F3These warrants expired unexercised.