SEC Form 4 · accession 0001140361-17-028472
COUNTERPATH CORP · CPAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 20, 2017
Accepted (ET)
Jul 24, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001236997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jul 20, 2017 | P | 180,446 | $2.20 | A | 920,953 | I | KMB Trac Two Holdings Ltd. |
| Common Shares | holding | — | — | — | 58,647 | D | ||
| Common StockF1 | holding | — | — | — | 95,800 | I | Karen Bruk | |
| Common SharesF2 | holding | — | — | — | 740,507 | I | KMB Trac Two Holdings Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $7.50 | holding | — | — | — | Sep 4, 2015 | Sep 4, 2017 | Common Stock | 65,000 | 65,000 | I |
Explanation of responses
- F1Karen Bruk is the spouse of Steven Bruk.
- F2Karen Bruk is also the sole shareholder of KMB Trac Two Holdings Ltd. ("KMB"). Steven Bruk and Karen Bruk exercise shared investment power over the shares of common stock held by Karen Bruk and KMB.