SEC Form 4 · accession 0001140361-17-001075
COUNTERPATH CORP · CPAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Bruk
10% Owner
Period of report
Jan 5, 2017
Accepted (ET)
Jan 6, 2017 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001236997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF3 | Jan 5, 2017 | P | 100 | $2.44 | A | 29,447 | D | |
| Common SharesF4 | Jan 5, 2017 | P | 29,200 | $2.46 | A | 58,647 | D | |
| Common Shares | holding | — | — | — | 29,347 | D | ||
| Common StockF1 | holding | — | — | — | 95,800 | I | Karen Bruk | |
| Common SharesF2 | holding | — | — | — | 696,307 | I | KMB Trac Two Holdings Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $7.50 | holding | — | — | — | Sep 4, 2015 | Sep 4, 2017 | Common Stock | 65,000 | 65,000 | I |
Explanation of responses
- F1Karen Bruk is the spouse of Steven Bruk.
- F2Karen Bruk is also the sole shareholder of KMB Trac Two Holdings Ltd. ("KMB"). Steven Bruk and Karen Bruk exercise shared investment power over the shares of common stock held by Karen Bruk and KMB.
- F3CDN$3.225 based on the Bank of Canada exchange rate of 0.7567 on January 5, 2017.
- F4CDN$3.25 based on the Bank of Canada exchange rate of 0.7567 on January 5, 2017.