SEC Form 4 · accession 0001140361-16-090573

COUNTERPATH CORP · CPAH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman · Director · 10% Owner

Period of report

Dec 15, 2016

Accepted (ET)

Dec 22, 2016 · 1:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001236997

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares	Dec 15, 2016	P	198,000	$2.05	A	1,237,304	I	Kanata Research Park Corporation
Common Shares	holding	—	—		—	1,039,304	I	Kanata Research Park Corporation

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Share Units^F1	—	Jul 14, 2016	A	15,345	A	Jul 14, 2016	—	Common	15,345	39,246	D
Deferred Share Units^F1	—	holding	—	—	—	Dec 14, 2009	—	Common	4,839	4,839	D
Deferred Share Units^F1	—	holding	—	—	—	Jun 18, 2010	—	Common	3,000	7,839	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 25, 2011	—	Common	1,622	9,460	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 19, 2012	—	Common	1,540	11,000	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 25, 2013	—	Common	2,263	13,263	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 11, 2014	—	Common	3,427	16,690	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 17, 2015	—	Common	7,211	23,901	D

F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units vest immediately.