SEC Form 4 · accession 0001140361-16-072702

COUNTERPATH CORP · CPAH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 14, 2016

Accepted (ET)

Jul 18, 2016 · 4:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001236997

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares	holding	—	—		—	11,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Share Units^F1	—	Jul 14, 2016	A	12,922	A	Jul 14, 2016	—	Common	12,922	31,036	D
Warrants	$0.75	holding	—	—	—	Sep 4, 2015	Sep 4, 2017	Common Shares	5,000	5,000	D
Deferred Share Units^F1	—	holding	—	—	—	Dec 14, 2009	—	Common Shares	3,226	3,226	D
Deferred Share Units^F1	—	holding	—	—	—	Jun 18, 2010	—	Common Shares	2,000	5,226	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 25, 2011	—	Common Shares	1,081	6,307	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 19, 2012	—	Common Shares	1,027	7,333	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 25, 2013	—	Common Shares	1,885	9,219	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 11, 2014	—	Common Shares	2,823	12,041	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 17, 2015	—	Common Shares	6,073	18,114	D

F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date.