SEC Form 4 · accession 0001140361-16-072692
COUNTERPATH CORP · CPAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Owen Nicholas Matthews
Officer — Vice Chairman · Director
Period of report
Jul 14, 2016
Accepted (ET)
Jul 18, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001236997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 227,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF1 | — | Jul 14, 2016 | A | 12,114 | A | Jul 14, 2016 | — | Common | 12,144 | 30,481 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Dec 14, 2009 | — | Common | 3,629 | 3,629 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jun 18, 2010 | — | Common | 2,250 | 5,879 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 25, 2011 | — | Common | 1,216 | 7,095 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 19, 2012 | — | Common | 1,198 | 8,293 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 25, 2013 | — | Common | 1,760 | 10,053 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 11, 2014 | — | Common | 2,621 | 12,674 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 17, 2015 | — | Common | 5,693 | 18,367 | D |
Explanation of responses
- F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date.