SEC Form 4 · accession 0001140361-15-034895

COUNTERPATH CORP · CPAH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman · Director · 10% Owner

Period of report

Sep 4, 2015

Accepted (ET)

Sep 11, 2015 · 5:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001236997

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F2	Sep 5, 2015	P	1,500,000	$0.50	A	10,393,025	I	Kanata Research Park Corporation
Common Shares^F2	holding	—	—		—	8,893,025	I	Kanata Research Park Corporation

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants^F2	$0.75	Sep 4, 2015	P	750,000	A	Sep 4, 2015	Sep 4, 2017	Common Stock	750,000	750,000	I
Deferred Share Units^F1	—	holding	—	—	—	Dec 14, 2009	—	Common	48,387	48,387	D
Deferred Share Units^F1	—	holding	—	—	—	Jun 18, 2010	—	Common	30,000	78,387	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 25, 2011	—	Common	16,216	94,603	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 19, 2012	—	Common	15,397	110,000	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 25, 2013	—	Common	22,625	132,625	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 11, 2014	—	Common	34,274	166,899	D
Deferred Share Units^F1	—	holding	—	—	—	Jul 17, 2015	—	Common	72,113	239,012	D

F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. The deferred share units vest immediately.
F2Wesley Clover International Corporation is the sole shareholder of Kanata. Dr. Matthews owns 99.999% of the issued and outstanding voting shares of Wesley Clover International Corporation.