SEC Form 4 · accession 0001140361-15-034603

COUNTERPATH CORP · CPAH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 4, 2015

Accepted (ET)

Sep 8, 2015 · 5:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001236997

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares	Sep 4, 2015	P	100,000	$0.50	A	110,000	D
Common Shares	holding	—	—		—	10,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants	$0.75	Sep 4, 2015	P	50,000	A	Sep 4, 2015	Sep 4, 2017	Common Shares	50,000	50,000	D
Stock Option^F1	$1.90	holding	—	—	—	Jun 14, 2011	Dec 14, 2015	Common Shares	40,000	40,000	D
Deferred Share Units^F2	—	holding	—	—	—	Dec 14, 2009	—	Common Shares	32,258	32,258	D
Deferred Share Units^F2	—	holding	—	—	—	Jun 18, 2010	—	Common Shares	20,000	52,258	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 25, 2011	—	Common Shares	10,811	63,069	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 19, 2012	—	Common Shares	10,265	73,334	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 25, 2013	—	Common Shares	18,854	92,188	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 11, 2014	—	Common Shares	28,226	120,414	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 17, 2015	—	Common Shares	60,727	181,141	D

F1Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
F2Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date.