SEC Form 4 · accession 0001140361-15-033996
COUNTERPATH CORP · CPAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Owen Nicholas Matthews
Officer — Vice Chairman · Director
Period of report
Jul 17, 2015
Accepted (ET)
Sep 1, 2015 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001236997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 2,277,467 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF1 | — | Jul 17, 2015 | A | 56,932 | A | Jul 17, 2015 | — | Common | 56,932 | 183,667 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Dec 14, 2009 | — | Common | 36,290 | 36,290 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jun 18, 2010 | — | Common | 22,500 | 58,790 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 25, 2011 | — | Common | 12,162 | 70,952 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 19, 2012 | — | Common | 11,976 | 82,928 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 25, 2013 | — | Common | 17,597 | 100,525 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 11, 2014 | — | Common | 26,210 | 126,735 | D |
Explanation of responses
- F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date.