SEC Form 4 · accession 0001140361-15-032891
COUNTERPATH CORP · CPAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Cooper
Director
Period of report
Jul 17, 2015
Accepted (ET)
Aug 19, 2015 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001236997
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF1 | — | Jul 17, 2015 | A | 60,727 | A | Jul 17, 2015 | — | Common | 60,727 | 229,642 | D |
| Stock OptionsF2 | $1.90 | holding | — | — | — | Jun 14, 2011 | Dec 14, 2015 | Common | 40,000 | 40,000 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Dec 14, 2009 | — | common stock | 48,387 | 48,387 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jun 18, 2010 | — | Common | 30,000 | 78,387 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 25, 2011 | — | Common | 16,216 | 94,603 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 19, 2012 | — | Common | 15,397 | 110,000 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 25, 2013 | — | Common | 22,625 | 132,625 | D |
| Deferred Share UnitsF1 | — | holding | — | — | — | Jul 11, 2014 | — | Common | 36,290 | 168,915 | D |
Explanation of responses
- F1Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date.
- F2The options expired on September 7, 2010.