SEC Form 4 · accession 0001140361-15-032875

COUNTERPATH CORP · CPAH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 17, 2015

Accepted (ET)

Aug 19, 2015 · 7:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001236997

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares	holding	—	—		—	10,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Share Units^F2	—	Jul 17, 2015	A	60,727	A	Jul 17, 2015	—	Common Shares	60,727	181,141	D
Stock Option^F1	$1.90	holding	—	—	—	Jun 14, 2011	Dec 14, 2015	Common	40,000	40,000	D
Deferred Share Units^F2	—	holding	—	—	—	Dec 14, 2009	—	Common	32,258	32,258	D
Deferred Share Units^F2	—	holding	—	—	—	Jun 18, 2010	—	common stock	20,000	52,258	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 25, 2011	—	Common	10,811	63,069	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 19, 2012	—	Common	10,265	73,334	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 25, 2013	—	Common	18,854	92,188	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 11, 2014	—	Common	28,226	120,414	D

F1Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
F2Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date.