SEC Form 4 · accession 0001774667-26-000026
LIQUIDITY SERVICES INC · LQDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Daunt
Officer — EVP, Chief Commercial Officer
Period of report
Aug 21, 2026
Accepted (ET)
Aug 25, 2026 · 4:29 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001235468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2026 | M | 1,171 | $0.00 | A | 39,257 | I | By The Daunt Family Trust |
| Common Stock | Aug 21, 2026 | J | 1,171 | $43.12 | D | 38,086 | I | By The Daunt Family Trust |
| Common Stock | Aug 21, 2026 | M | 1,340 | $0.00 | A | 39,426 | I | By The Daunt Family Trust |
| Common Stock | Aug 21, 2026 | J | 1,340 | $43.12 | D | 38,086 | I | By The Daunt Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit GrantF2,F3 | — | Aug 21, 2026 | M | 1,932 | D | — | Jan 1, 2027 | Common Stock | 3,865 | 1,933 | D |
| Restricted Stock Unit GrantF2,F3 | — | Aug 21, 2026 | M | 2,210 | D | — | Jan 1, 2029 | Common Stock | 11,050 | 8,840 | D |
| Restricted Stock Unit GrantF2,F10 | — | holding | — | — | — | — | Jan 1, 2027 | Common Stock | 5,177 | 5,177 | D |
| Restricted Stock Unit GrantF2,F11 | — | holding | — | — | — | — | Jan 1, 2028 | Common Stock | 9,662 | 9,662 | D |
| Restricted Stock Unit GrantF2,F8 | — | holding | — | — | — | — | Jan 1, 2029 | Common Stock | 16,575 | 16,575 | D |
| Restricted Stock Unit GrantF2,F12 | — | holding | — | — | — | — | Jan 1, 2030 | Common Stock | 25,750 | 25,750 | D |
| Restricted Stock Unit GrantF2,F3 | — | holding | — | — | — | — | Jan 1, 2030 | Common Stock | 25,750 | 25,750 | D |
| Stock Option GrantF7 | $9.46 | holding | — | — | — | — | Dec 1, 2030 | Common Stock | 1,275 | 1,275 | D |
| Stock Option GrantF1 | $22.20 | holding | — | — | — | — | Dec 7, 2031 | Common Stock | 2,096 | 2,096 | D |
| Stock Option GrantF5 | $14.00 | holding | — | — | — | — | Dec 23, 2032 | Common Stock | 7,003 | 7,003 | D |
| Stock Option GrantF13 | $23.52 | holding | — | — | — | — | Oct 29, 2035 | Common Stock | 24,800 | 24,800 | D |
| Stock Option GrantF4 | $6.11 | holding | — | — | — | — | Dec 4, 2028 | Common Stock | 10,066 | 10,066 | D |
| Stock Option GrantF4 | $22.20 | holding | — | — | — | — | Dec 7, 2031 | Common Stock | 4,644 | 4,644 | D |
| Stock Option GrantF4 | $14.00 | holding | — | — | — | — | Dec 23, 2032 | Common Stock | 15,692 | 15,692 | D |
| Stock Option GrantF4 | $17.31 | holding | — | — | — | — | Dec 22, 2033 | Common Stock | 12,365 | 12,365 | D |
| Stock Option GrantF4 | $21.62 | holding | — | — | — | — | Oct 30, 2034 | Common Stock | 12,330 | 12,330 | D |
| Stock Option GrantF4 | $23.52 | holding | — | — | — | — | Oct 29, 2035 | Common Stock | 24,800 | 24,800 | D |
| Stock Option GrantF6 | $17.31 | holding | — | — | — | — | Dec 22, 2033 | Common Stock | 10,992 | 10,992 | D |
| Stock Option GrantF9 | $21.62 | holding | — | — | — | — | Dec 30, 2034 | Common Stock | 14,634 | 14,634 | D |
Explanation of responses
- F112/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- F10Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
- F11Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
- F12Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
- F1312/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
- F14Represents the net issuance of 1,171 shares from the vesting of 1,932 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 761 shares.
- F15Represents the net issuance of 1,340 shares from the vesting of 2,210 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 870 shares.
- F16In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,171 shares received by the reporting person in connection with the vesting of 1,932 restricted stock units.
- F17In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,340 shares received by the reporting person in connection with the vesting of 2,210 restricted stock units.
- F2Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
- F3These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
- F4These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- F512/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- F612/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- F7These options became fully exercisable on January 1, 2024.
- F8Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
- F912/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.