SEC Form 4 · accession 0001774667-26-000024
LIQUIDITY SERVICES INC · LQDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Daunt
Officer — EVP, Chief Commercial Officer
Period of report
Aug 3, 2026
Accepted (ET)
Aug 5, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001235468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2026 | M | 325 | $17.31 | A | 38,411 | I | By The Daunt Family Trust |
| Common Stock | Aug 3, 2026 | S | 325 | $39.00 | D | 38,086 | I | By The Daunt Family Trust |
| Common Stock | Aug 3, 2026 | M | 390 | $21.62 | A | 38,476 | I | By The Daunt Family Trust |
| Common Stock | Aug 3, 2026 | S | 390 | $39.00 | D | 38,086 | I | By The Daunt Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF6 | $17.31 | Aug 3, 2026 | M | 325 | D | — | Dec 22, 2033 | Common Stock | 11,317 | 10,992 | D |
| Stock Option GrantF9 | $21.62 | Aug 3, 2026 | M | 390 | D | — | Dec 30, 2034 | Common Stock | 15,024 | 14,634 | D |
| Restricted Stock Unit GrantF2,F10 | — | holding | — | — | — | — | Jan 1, 2027 | Common Stock | 5,177 | 5,177 | D |
| Restricted Stock Unit GrantF2,F11 | — | holding | — | — | — | — | Jan 1, 2028 | Common Stock | 9,662 | 9,662 | D |
| Restricted Stock Unit GrantF2,F8 | — | holding | — | — | — | — | Jan 1, 2029 | Common Stock | 16,575 | 16,575 | D |
| Restricted Stock Unit GrantF2,F12 | — | holding | — | — | — | — | Jan 1, 2030 | Common Stock | 25,750 | 25,750 | D |
| Restricted Stock Unit GrantF2,F3 | — | holding | — | — | — | — | Jan 1, 2027 | Common Stock | 3,865 | 3,865 | D |
| Restricted Stock Unit GrantF2,F3 | — | holding | — | — | — | — | Jan 1, 2029 | Common Stock | 11,050 | 11,050 | D |
| Restricted Stock Unit GrantF2,F3 | — | holding | — | — | — | — | Jan 1, 2030 | Common Stock | 25,750 | 25,750 | D |
| Stock Option GrantF7 | $9.46 | holding | — | — | — | — | Dec 1, 2030 | Common Stock | 1,275 | 1,275 | D |
| Stock Option GrantF1 | $22.20 | holding | — | — | — | — | Dec 7, 2031 | Common Stock | 2,096 | 2,096 | D |
| Stock Option GrantF5 | $14.00 | holding | — | — | — | — | Dec 23, 2032 | Common Stock | 7,003 | 7,003 | D |
| Stock Option GrantF13 | $23.52 | holding | — | — | — | — | Oct 29, 2035 | Common Stock | 24,800 | 24,800 | D |
| Stock Option GrantF4 | $6.11 | holding | — | — | — | — | Dec 4, 2028 | Common Stock | 10,066 | 10,066 | D |
| Stock Option GrantF4 | $22.20 | holding | — | — | — | — | Dec 7, 2031 | Common Stock | 4,644 | 4,644 | D |
| Stock Option GrantF4 | $14.00 | holding | — | — | — | — | Dec 23, 2032 | Common Stock | 15,692 | 15,692 | D |
| Stock Option GrantF4 | $17.31 | holding | — | — | — | — | Dec 22, 2033 | Common Stock | 12,365 | 12,365 | D |
| Stock Option GrantF4 | $21.62 | holding | — | — | — | — | Oct 30, 2034 | Common Stock | 12,330 | 12,330 | D |
| Stock Option GrantF4 | $23.52 | holding | — | — | — | — | Oct 29, 2035 | Common Stock | 24,800 | 24,800 | D |
Explanation of responses
- F112/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- F10Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
- F11Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
- F12Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
- F1312/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
- F2Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
- F3These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
- F4These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- F512/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- F612/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- F7These options became fully exercisable on January 1, 2024.
- F8Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
- F912/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.