SEC Form 4 · accession 0001628280-18-001029
LIQUIDITY SERVICES INC · LQDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beatriz V Infante
Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | J | 9,744 | $6.50 | A | 39,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock GrantF2 | $9.75 | Feb 1, 2018 | J | 9,744 | D | — | Feb 1, 2027 | Common Stock | 9,744 | 0 | D |
| Restricted Stock GrantF3 | $6.50 | Feb 1, 2018 | A | 14,615 | A | — | Feb 1, 2028 | Common Stock | 14,615 | 14,615 | D |
Explanation of responses
- F1Represents the vesting of restricted stock.
- F2These restricted shares became fully vested on February 1, 2018.
- F3These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2019.