SEC Form 4 · accession 0001406206-26-000016
LIQUIDITY SERVICES INC · LQDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jorge Celaya
Officer — EVP & Chief Financial Officer
Period of report
Jun 4, 2026
Accepted (ET)
Jun 8, 2026 · 5:14 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001235468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 4, 2026 | M | 3,842 | $9.46 | A | 70,737 | I | By the Jorge Celaya Revocable Trust |
| Common Stock | Jun 4, 2026 | S | 3,842 | $37.26 | D | 66,895 | I | By the Jorge Celaya Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF2 | $9.46 | Jun 4, 2026 | M | 10,000 | D | — | Dec 1, 2030 | Common Stock | 10,000 | 0 | D |
| Restricted Stock Unit GrantF6,F8 | — | holding | — | — | — | — | Jan 1, 2027 | Common Stock | 5,177 | 5,177 | D |
| Restricted Stock Unit GrantF6,F7 | — | holding | — | — | — | — | Jan 1, 2028 | Common Stock | 13,387 | 13,387 | D |
| Restricted Stock Unit GrantF6,F9 | — | holding | — | — | — | — | Jan 1, 2029 | Common Stock | 15,375 | 15,375 | D |
| Restricted Stock Unit GrantF6,F12 | — | holding | — | — | — | — | Jan 1, 2030 | Common Stock | 32,850 | 32,850 | D |
| Restricted Stock Unit GrantF6,F5 | — | holding | — | — | — | — | Jan 1, 2027 | Common Stock | 5,355 | 5,355 | D |
| Restricted Stock Unit GrantF6,F5 | — | holding | — | — | — | — | Jan 1, 2029 | Common Stock | 10,250 | 10,250 | D |
| Restricted Stock Unit GrantF6,F5 | — | holding | — | — | — | — | Jan 1, 2030 | Common Stock | 32,850 | 32,850 | D |
| Stock Option GrantF14 | $22.20 | holding | — | — | — | — | Dec 7, 2031 | Common Stock | 7,740 | 7,740 | D |
| Stock Option GrantF3 | $14.00 | holding | — | — | — | — | Dec 23, 2032 | Common Stock | 16,640 | 16,640 | D |
| Stock Option GrantF4 | $17.31 | holding | — | — | — | — | Dec 22, 2033 | Common Stock | 19,435 | 19,435 | D |
| Stock Option GrantF10 | $21.62 | holding | — | — | — | — | Oct 30, 2034 | Common Stock | 17,350 | 17,350 | D |
| Stock Option GrantF11 | $23.52 | holding | — | — | — | — | Oct 29, 2035 | Common Stock | 31,650 | 31,650 | D |
| Stock Option GrantF2 | $22.20 | holding | — | — | — | — | Dec 7, 2031 | Common Stock | 3,096 | 3,096 | D |
| Stock Option GrantF2 | $14.00 | holding | — | — | — | — | Dec 23, 2032 | Common Stock | 13,387 | 13,387 | D |
| Stock Option GrantF2 | $17.31 | holding | — | — | — | — | Dec 22, 2033 | Common Stock | 21,640 | 21,640 | D |
| Stock Option GrantF2 | $21.62 | holding | — | — | — | — | Oct 30, 2034 | Common Stock | 17,350 | 17,350 | D |
| Stock Option GrantF2 | $23.52 | holding | — | — | — | — | Oct 29, 2035 | Common Stock | 31,650 | 31,650 | D |
| Stock Option GrantF1 | $9.46 | holding | — | — | — | — | Dec 1, 2030 | Common Stock | 6,596 | 6,596 | D |
Explanation of responses
- F1These options became fully exercisable on January 1, 2025.
- F1012/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
- F1112/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
- F12Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
- F13The reporting person exercised 10,000 stock options; 6,158 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,842 shares were acquired by the reporting person.
- F14These options became fully exercisable on January 1, 2026.
- F2These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- F312/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- F412/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
- F5These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- F6Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
- F7Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
- F8Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
- F9Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.