SEC Form 4 · accession 0001179110-16-031181
LIQUIDITY SERVICES INC · LQDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Sweeney
Officer — VP & Chief Accounting Officer
Period of report
Apr 21, 2016
Accepted (ET)
Nov 3, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235468
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock GrantF1 | $5.53 | Apr 21, 2016 | A | 14,000 | A | — | Apr 1, 2026 | Common Stock | 14,000 | 14,000 | D |
Explanation of responses
- F1Twenty-five percent of this restricted stock grant will vest on April 1, 2017 and thereafter 1/4 of the restricted stock grant will vest on April 1 of each year for three years.
Remarks
No non-derivative securities are beneficially owned.