SEC Form 4 · accession 0001179110-18-005604
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President & CEO · Director
Period of report
Apr 10, 2018
Accepted (ET)
Apr 12, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 10, 2018 | M | 33,334 | $10.43 | A | 230,913 | D | |
| Common StockF3 | Apr 10, 2018 | S | 33,334 | $19.00 | D | 197,579 | D | |
| Common StockF3,F4 | Apr 10, 2018 | S | 10,000 | $19.00 | D | 359,645 | I | Craig Wheeler Revocable Trust |
| Common Stock | holding | — | — | — | 45,980 | I | Craig A Wheeler 2016 Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.43 | Apr 10, 2018 | M | 33,334 | D | Nov 25, 2012 | Feb 25, 2019 | Common Stock | 33,334 | 55,269 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016.
- F2Reflects a decrease of 40,321 shares of MNTA common stock transferred to the Craig Wheeler Revocable Trust on February 27, 2018.
- F3This transaction was executed in multiple trades at prices ranging from $19.00 to $19.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Reflects the transfer of 40,321 shares of MNTA common stock on February 27, 2018 to the Craig Wheeler Revocable Trust that were previously held directly by Mr. Wheeler.