SEC Form 4 · accession 0001179110-18-002111
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ganesh Venkataraman Kaundinya
Officer — COO & CSO
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2018 | M | 10,103 | $7.41 | A | 501,031 | D | |
| Common Stock | Feb 12, 2018 | S | 341 | $16.20 | D | 500,690 | D | |
| Common Stock | Feb 14, 2018 | S | 4,645 | $15.16 | D | 496,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 12, 2018 | A | 50,000 | D | — | — | Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy) | $7.41 | Feb 12, 2018 | M | 10,103 | A | Feb 22, 2012 | Feb 22, 2018 | Common Stock | 10,103 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of MNTA common stock.
- F3Subject to certain criteria, the restricted stock units will vest with respect to 50% of the shares on the first anniversary of the grant date, and the remaining 50% will vest on the second anniversary of the grant date.