SEC Form 4 · accession 0001179110-18-000256
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President & CEO · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | M | 25,666 | $7.41 | A | 278,067 | D | |
| Common StockF2 | Jan 2, 2018 | S | 25,666 | $14.11 | D | 252,401 | D | |
| Common StockF3,F4 | Jan 2, 2018 | S | 10,000 | $14.10 | D | 324,690 | I | Craig Wheeler Revocable Trust |
| Common StockF5 | holding | — | — | — | 0 | I | Craig A Wheeler 2014 Annuity Trust | |
| Common Stock | holding | — | — | — | 45,980 | I | Craig A Wheeler 2016 Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.41 | Jan 2, 2018 | M | 25,666 | D | May 22, 2008 | Feb 22, 2018 | Common Stock | 25,666 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $13.78 to $14.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3This transaction was executed in multiple trades at prices ranging from $13.80 to $14.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Reflects the transfer of 49,967 shares of MNTA common stock on November 24, 2017 to the Craig Wheeler Revocable Trust that were previously held in the Craig A Wheeler 2014 Annuity Trust.
- F5On November 24 2017, all 49,967 shares of MNTA common stock held in Craig A Wheeler 2014 Annuity Trust were transferred to the Craig Wheeler Revocable Trust.