SEC Form 4 · accession 0001179110-17-011441
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President · Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 10, 2017 | M | 9,100 | $7.41 | A | 282,242 | D | |
| Common Stock | Aug 10, 2017 | S | 9,100 | $17.00 | D | 273,142 | D | |
| Common Stock | Aug 10, 2017 | S | 1,853 | $16.47 | D | 271,289 | D | |
| Common StockF4 | Aug 10, 2017 | S | 6,000 | $17.00 | D | 289,819 | I | Craig Wheeler Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.41 | Aug 10, 2017 | M | 9,100 | D | May 22, 2008 | Feb 22, 2018 | Common Stock | 9,100 | 67,800 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016.
- F2Reflects a decrease of 6,719 shares of MNTA common stock transferred to the Craig Wheeler Revocable Trust on August 10, 2017.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2016
- F4Reflects the transfer of 6,719 shares of MNTA common stock on August 10, 2017 to the Craig Wheeler Revocable Trust that were previously held directly by Mr. Wheeler.