SEC Form 4 · accession 0001179110-17-011129
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President · Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2017 | M | 100 | $7.41 | A | 279,961 | D | |
| Common Stock | Aug 2, 2017 | S | 100 | $17.00 | D | 279,861 | D | |
| Common StockF2 | Aug 2, 2017 | S | 100 | $17.00 | D | 289,100 | I | Craig Wheeler Revocable Trust |
| Common StockF3 | holding | — | — | — | 45,980 | I | Craig A. Wheeler 2016 Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.41 | Aug 2, 2017 | M | 100 | D | May 22, 2008 | Feb 22, 2018 | Common Stock | 100 | 76,900 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016.
- F2Also reflects an increase of 11,723 shares of MNTA common stock transferred on May 25, 2017 to the Craig Wheeler Revocable Trust that were previously held indirectly by Mr. Wheeler in the Craig A. Wheeler 2016 Annuity Trust, which is a qualified annuity trust within the meaning of Section 2702 of the Internal Revenue Code of 1986, as amended, and Treasury Regulation 25.2702-3.
- F3Reflects a decrease of 11,723 shares of MNTA common stock transferred to the Craig Wheeler Revocable Trust on May 25, 2017.