SEC Form 4 · accession 0001179110-17-002366
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 10, 2017 | S | 7,088 | $18.85 | D | 306,991 | D | |
| Common StockF4 | holding | — | — | — | 49,967 | I | Craig A. Wheeler 2014 Annuity Trust | |
| Common StockF5 | holding | — | — | — | 261,941 | I | Craig Wheeler Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2013.
- F2This transaction was executed in multiple trades at prices ranging from $18.40 to $19.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Reflects a decrease of 6,620 shares of MNTA common stock contributed to the Craig Wheeler Revocable Trust on November 30, 2016.
- F4Reflects a decrease of 42,330 shares of MNTA common stock transferred to the Craig Wheeler Revocable Trust on November 30, 2016.
- F5Reflects (a) a transfer of 6,620 shares of MNTA common stock to the Craig Wheeler Revocable Trust previously held directly by Mr. Wheeler on November 30, 2016, and (b) an increase of 42,330 shares of MNTA common stock transferred from the Craig A. Wheeler 2014 Annuity Trust, which is a qualified annuity trust within the meaning of Section 2702 of the Internal Revenue Code of 1986, as amended, and Treasury Regulation 25.2702-3 on November 30, 2016.