SEC Form 4 · accession 0001179110-16-032003
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F6 | Nov 21, 2016 | S | 2,058 | $13.52 | D | 324,521 | D | |
| Common StockF4 | Nov 21, 2016 | S | 2,058 | $13.52 | D | 322,463 | D | |
| Common StockF5 | Nov 22, 2016 | S | 1,764 | $14.05 | D | 320,699 | D | |
| Common StockF7 | holding | — | — | — | 212,991 | I | Craig Wheeler Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2014.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2015.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2013.
- F4This transaction was executed in multiple trades at prices ranging from $13.40 to $13.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $13.90 to $14.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Excludes 6,620 shares previously held directly by Mr. Wheeler that were transferred to the Craig Wheeler Revocable Trust.
- F7Reflects the transfer of 6,620 shares to the Craig Wheeler Revocable Trust that were previously held directly by Mr. Wheeler.