SEC Form 4 · accession 0001179110-16-025360
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President · Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | S | 2,058 | $10.20 | D | 349,521 | D | |
| Common Stock | May 19, 2016 | S | 2,058 | $10.20 | D | 347,463 | D | |
| Common StockF4 | May 20, 2016 | S | 1,764 | $10.13 | D | 345,699 | D | |
| Common StockF5 | holding | — | — | — | 199,751 | I | Craig Wheeler Revocable Trust | |
| Common StockF6 | holding | — | — | — | 92,297 | I | Craig A. Wheeler 2014 Annuity Trust | |
| Common Stock | holding | — | — | — | 57,703 | I | Craig A. Wheeler 2016 Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on August 12, 2014.
- F2This sale was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 10, 2015.
- F3This sale was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on March 14, 2013.
- F4This transaction was executed in multiple trades at prices ranging from $10.105 to $10.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Reflects a decrease of 57,703 shares of MNTA common stock contributed to the Craig A. Wheeler 2016 Annuity Trust, which is a qualified annuity trust within the meaning of Section 2702 of the Internal Revenue Code of 1986, as amended, and Treasury Regulation 25.2702-3, on May 23, 2016.
- F6These shares of MNTA common stock were previously incorrectly reported as being held by the Craig A. Wheeler 2014 Irrevocable Trust.