SEC Form 4 · accession 0001179110-16-023103
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President · Director
Period of report
Apr 13, 2016
Accepted (ET)
Apr 15, 2016 · 2:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 13, 2016 | A | 150,000 | $0.00 | A | 378,187 | D | |
| Common StockF3,F4 | holding | — | — | — | 257,454 | I | Craig Wheeler Revocable Trust | |
| Common StockF5 | holding | — | — | — | 92,297 | I | Craig A. Wheeler 2014 Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 150,000 shares of restricted common stock, $0.0001 par value per share, awarded pursuant to the Company's 2013 Stock Incentive Plan, as amended, and subject to a restricted stock agreement to be entered into between the Company and Mr. Wheeler. Pursuant to the restricted stock agreement, the shares of restricted Common Stock shall vest on the achievement of certain company goals within a specified time period.
- F2Excludes 16,155 shares previously held directly by Mr. Wheeler that were transferred to the Craig Wheeler Revocable Trust.
- F3Reflects the transfer of 16,155 shares to the Craig Wheeler Revocable Trust that were previously held directly by Mr. Wheeler.
- F4Reflects the transfer of 57,703 shares to the Craig Wheeler Revocable Trust that were previously held in the Craig A. Wheeler 2014 Irrevocable Trust.
- F5Excludes 57,703 shares previously held by the Craig A. Wheeler 2014 Irrevocable Trust that were transferred to the Craig Wheeler Revocable Trust .