SEC Form 4 · accession 0001179110-17-003006
ENDOCYTE INC · ECYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Andriole
Officer — Chief Financial Officer
Period of report
Feb 20, 2017
Accepted (ET)
Feb 22, 2017 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235007
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2017 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.22 | Feb 20, 2017 | A | 100,000 | A | — | Feb 20, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Represents restricted stock units that will vest and be paid 1/4 annually over a period of 4 years beginning on February 20, 2018, in the form of one share of common stock for each restricted stock unit.
- F2Shares subject to the option vest 1/4 annually over a period of 4 years beginning on February 20, 2018.