SEC Form 4 · accession 0001144204-15-006841
ENDOCYTE INC · ECYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Ron Ellis
Officer — President and CEO · Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235007
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 26,875 | $0.00 | A | 252,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.10 | Feb 4, 2015 | A | 161,250 | A | — | Feb 4, 2025 | Common Stock | 161,250 | 161,250 | D |
Explanation of responses
- F1Represents restricted stock units that will vest and be paid 1/3 annually over a period of 3 years beginning on February 4, 2016, in the form of one share of common stock for each restricted stock unit.
- F2Shares subject to the option vest 1/3 annually over a period of 3 years beginning on February 4, 2016.