SEC Form 4 · accession 0001628280-17-012316
Jazz Pharmaceuticals plc · JAZZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell J. Cox
Officer — EVP & COO
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001232524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 11, 2017 | M | 44,200 | $8.23 | A | 96,263 | D | |
| Ordinary Shares | Dec 11, 2017 | M | 4,867 | $46.83 | A | 101,130 | D | |
| Ordinary Shares | Dec 11, 2017 | M | 1,691 | $59.13 | A | 102,821 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $8.23 | Dec 11, 2017 | M | 44,200 | D | — | Aug 24, 2020 | Ordinary Shares | 44,200 | 0 | D |
| Incentive Stock Option (right to buy)F3 | $46.83 | Dec 11, 2017 | M | 4,867 | D | — | Aug 8, 2022 | Ordinary Shares | 4,867 | 0 | D |
| Incentive Stock Option (right to buy)F4 | $59.13 | Dec 11, 2017 | M | 1,691 | D | — | Mar 4, 2023 | Ordinary Shares | 1,691 | 0 | D |
Explanation of responses
- F1Includes 78 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2017.
- F2This incentive stock option is part of an option award granted on August 25, 2010. The ordinary shares subject to the option award vested over 4 years from the vesting commencement date of July 21, 2010, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in 36 equal monthly installments thereafter and were fully vested as of July 21, 2014.
- F3This incentive stock option is part of an option award granted on August 9, 2012. The ordinary shares subject to the option award vested over 4 years from the grant date with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter and were fully vested as of August 9, 2016.
- F4This incentive stock option is part of an option award granted on March 5, 2013. The ordinary shares subject to the option award vested over 4 years from the grant date with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter and were fully vested as of March 5, 2017.