SEC Form 4 · accession 0001493152-26-029416
GENELUX Corp · GNLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Thomas
Director
Period of report
Jun 16, 2026
Accepted (ET)
Jun 18, 2026 · 7:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001231457
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2026 | A | 28,409 | $0.00 | A | 501,193 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.03 | Jun 16, 2026 | A | 31,566 | A | — | Jun 15, 2036 | Common stock | 31,566 | 31,566 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.
- F2The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.