SEC Form 4 · accession 0001592340-15-000001
Breitling Energy Corp · BECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Aundre Faulkner
Officer — CEO, President & Chairman · Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001229089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 6, 2015 | P | 11,000 | $0.34 | A | 95,050 | D | |
| Common Shares | Mar 6, 2015 | P | 8,500 | $0.33 | A | 103,550 | D | |
| Common Shares | Mar 9, 2015 | P | 9,100 | $0.34 | A | 112,650 | D | |
| Common Shares | Mar 9, 2015 | P | 5,000 | $0.34 | A | 117,650 | D | |
| Common SharesF1 | Dec 9, 2013 | P$0 | 0 | $0.00 | A | 92,372,617 | I | Breitling Oil and Gas Corporation |
| Common SharesF1 | Dec 9, 2013 | P$0 | 0 | $0.00 | A | 369,490,467 | I | Breitling Royalties Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1)
Remarks
The reporting person disclaims the beneficial of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. These shares are being reported solely in order to show the amount of securities beneficially owned following reported transactions.