SEC Form 4 · accession 0001140361-16-072011
Opus Genetics, Inc. · IRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Nolan
Officer — Chief Business Officer
Period of report
Jul 6, 2016
Accepted (ET)
Jul 8, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001228627
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.26 | Jul 6, 2016 | A | 1,200,000 | A | — | Jul 6, 2026 | Common Stock | 1,200,000 | 1,200,000 | D |
Explanation of responses
- F1One quarter of the option vests and becomes exercisable on July 6, 2017, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month following such date until fully vested.