SEC Form 4/A · accession 0001571049-15-009279
BCB BANCORP INC · BCBP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Ballance
Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 13, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001228454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2015 | P | 10,000 | $10.00 | A | 97,929 | D | |
| Common StockF2 | holding | — | — | — | 953 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,062 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 1,247 | I | By Child | |
| Common StockF3 | holding | — | — | — | 1,247 | I | By Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $9.03 | holding | — | — | — | Jan 17, 2014 | Jan 17, 2023 | Common Stock | 10,000 | 10,000 | D |
| Stock Options | $8.93 | holding | — | — | — | Sep 29, 2012 | Sep 29, 2021 | Common Stock | 5,000 | 5,000 | D |
| Stock Options | $13.32 | holding | — | — | — | Mar 7, 2015 | Mar 7, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1On November 4, 2015, Mr. Ballance purchased 10,000 shares of the issuer's common stock in connection with a public offering of common stock by the issuer directly from the underwriter at the public offering price.
- F2The securities shown on Line 2 of Table 1 represent securities held of record by Mr. Ballance's spouse. Mr. Ballance may be deemed to share voting and dispositive power with respect to such securities. Mr. Ballance disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
- F3The securities shown on Lines 4 and 5 of Table 1 represent securities held of record by Mr. Ballance's children. Mr. Ballance may be deemed to share voting and dispositive power with respect to such securities. Mr. Ballance disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
Remarks
1. This Form 4 Amendment is being filed solely to reflect the correct number of securities beneficially owned by Mr. Ballance in Table 1 and Table II.