SEC Form 4 · accession 0001227654-16-000262
COMPASS MINERALS INTERNATIONAL INC · CMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Dana Miller
Officer — Senior Vice President, Salt
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 2,659 | $0.00 | A | 2,659 | D | |
| Common StockF1 | Nov 2, 2016 | F | 888 | $72.00 | D | 1,771 | D | |
| Common StockF2 | holding | — | — | — | 113 | I | Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | — | Nov 1, 2016 | M | 2,659 | D | Nov 1, 2016 | Nov 1, 2016 | Common Stock | 2,659 | 0 | D |
Explanation of responses
- F1Represents the number of shares sold to satisfy tax withholding obligations on the vesting and release of the restricted stock units.
- F2The information in this report is based on a 401(k) plan statement dated as of 10-31-16.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.