SEC Form 4 · accession 0001227654-16-000109
COMPASS MINERALS INTERNATIONAL INC · CMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Goadby
Officer — Vice President
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | M | 1,844 | $0.00 | A | 30,010 | D | |
| Common StockF1 | Mar 14, 2016 | S | 1,844 | $72.48 | D | 28,166 | D | |
| Common Stock | Mar 11, 2016 | M | 895 | $0.00 | A | 29,061 | D | |
| Common StockF2 | Mar 14, 2016 | S | 895 | $72.48 | D | 28,166 | D | |
| Common StockF3 | Mar 14, 2016 | S | 2,500 | $72.59 | D | 25,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Mar 11, 2016 | M | 1,844 | D | Mar 11, 2016 | Mar 11, 2016 | Common Stock | 1,844 | 0 | D |
| Performance Stock UnitF5,F6 | $0.00 | Mar 11, 2016 | M | 895 | D | Mar 11, 2016 | Mar 11, 2016 | Common Stock | 895 | 0 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 760 | 760 | D |
| Restricted Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 981 | 981 | D |
| Stock Option (Right to Buy) | $78.51 | holding | — | — | — | Mar 10, 2011 | Mar 10, 2017 | Common Stock | 5,524 | 5,524 | D |
| Stock Option (Right to Buy) | $86.47 | holding | — | — | — | Mar 10, 2012 | Mar 10, 2018 | Common Stock | 3,407 | 3,407 | D |
| Stock Option (Right to Buy) | $71.69 | holding | — | — | — | Mar 12, 2013 | Mar 12, 2019 | Common Stock | 4,286 | 4,286 | D |
| Stock Option (Right to Buy) | $76.99 | holding | — | — | — | Mar 11, 2014 | Mar 11, 2020 | Common Stock | 4,581 | 4,581 | D |
| Stock Option (Right to Buy) | $87.18 | holding | — | — | — | Mar 10, 2015 | Mar 10, 2021 | Common Stock | 4,084 | 4,084 | D |
| Stock Option (Right to Buy) | $91.75 | holding | — | — | — | Mar 10, 2016 | Mar 10, 2022 | Common Stock | 5,964 | 5,964 | D |
| Performance Stock Unit | $0.00 | holding | — | — | — | Mar 10, 2017 | Mar 10, 2017 | Common Stock | 1,253 | 1,253 | D |
| Performance Stock Unit(ROIC) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 981 | 981 | D |
| Performance Stock Unit(rTSR) | $0.00 | holding | — | — | — | Mar 10, 2018 | Mar 10, 2018 | Common Stock | 810 | 810 | D |
Explanation of responses
- F1The 1,844 shares were traded in blocks ranging in price from $72.41 to $72.67. $72.48 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F2The 895 shares were traded in blocks ranging in price from $72.41 to $72.67. $72.48 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3All 2,500 shares were traded at a price of $72.59.
- F4All Restricted Stock Units have a conversion price of $0.00.
- F5The cumulative performance of the three one-year performance periods applicable to this PSU grant resulted in a decrease of 475 shares from the original target grant.
- F6All Performance Stock Units have a conversion price of $0.00.